The recently established paradigm of higher-order topological states of matter has shown that not only edge and surface states(1,2) but also states localized to corners, can have robust and exotic properties(3-9). Here we report on the experimental realization of novel corner states made out of visible light in three-dimensional photonic structures inscribed in glass samples using femtosecond laser technology(10,11). By creating and analysing waveguide arrays, which form two-dimensional breathing kagome lattices in various sample geometries, we establish this as a platform for corner states exhibiting a remarkable degree of flexibility and control. In each sample geometry we measure eigenmodes that are localized at the corners in a finite frequency range, in complete analogy with a theoretical model of the breathing kagome(7-9,12-14). Here, measurements reveal that light can be 'fractionalized,' corresponding to simultaneous localization to each corner of a triangular sample, even in the presence of defects.
Non-Hermitian systems and topology: A transfer-matrix perspective
Topological phases of Hermitian systems are known to exhibit intriguing properties such as the presence of robust boundary states and the famed bulk-boundary correspondence. These features can change drastically for their non-Hermitian generalizations, as exemplified by a general breakdown of bulk-boundary correspondence and a localization of all states at the boundary, termed the non-Hermitian skin effect. In this paper, we present a completely analytical unifying framework for studying these systems using generalized transfer matrices, a real-space approach suitable for systems with periodic as well as open boundary conditions. We show that various qualitative properties of these systems can be easily deduced from the transfer matrix. For instance, the connection between the breakdown of the conventional bulk-boundary correspondence and the existence of a non-Hermitian skin effect, previously observed numerically, is traced back to the transfer matrix having a determinant not equal to unity. The vanishing of this determinant signals real-space exceptional points, whose order scales with the system size. We also derive previously proposed topological invariants such as the biorthogonal polarization and the Chern number computed on a complexified Brillouin zone. Finally, we define an invariant for and thereby clarify the meaning of topologically protected boundary modes for non-Hermitian systems.
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Non-Hermitian extensions of higher-order topological phases and their biorthogonal bulk-boundary correspondence
Elisabet Edvardsson,
Flore K. Kunst,
Emil J. Bergholtz
Non-Hermitian Hamiltonians, which describe a wide range of dissipative systems, and higher-order topological phases, which exhibit novel boundary states on corners and hinges, comprise two areas of intense current research. Here we investigate systems where these frontiers merge and formulate a generalized biorthogonal bulk-boundary correspondence, which dictates the appearance of boundary modes at parameter values that are, in general, radically different from those that mark phase transitions in periodic systems. By analyzing the interplay between corner/hinge, edge/surface, and bulk degrees of freedom we establish that the non-Hermitian extensions of higher-order topological phases exhibit an even richer phenomenology than their Hermitian counterparts and that this can be understood in a unifying way within our biorthogonal framework. Saliently this works in the presence of the non-Hermitian skin effect, and also naturally encompasses genuinely non-Hermitian phenomena in the absence thereof.
Extended Bloch theorem for topological lattice models with open boundaries
Flore K. Kunst,
Guido van Miert,
Emil J. Bergholtz
While the Bloch spectrum of translationally invariant noninteracting lattice models is trivially obtained by a Fourier transformation, diagonalizing the same problem in the presence of open boundary conditions is typically only possible numerically or in idealized limits. Here we present exact analytic solutions for the boundary states in a number of lattice models of current interest, including nodal-line semimetals on a hyperhoneycomb lattice, spin-orbit coupled graphene, and three-dimensional topological insulators on a diamond lattice, for which no previous exact finite-size solutions are available in the literature. Furthermore, we identify spectral mirror symmetry as the key criterium for analytically obtaining the entire (bulk and boundary) spectrum as well as the concomitant eigenstates, and exemplify this for Chern and Z(2) insulators with open boundaries of codimension one. In the case of the two-dimensional Lieb lattice, we extend this further and show how to analytically obtain the entire spectrum in the presence of open boundaries in both directions, where it has a clear interpretation in terms of bulk, edge, and corner states.
Boundaries of boundaries: A systematic approach to lattice models with solvable boundary states of arbitrary codimension
Flore K. Kunst,
Guido van Miert,
Emil J. Bergholtz
We present a generic and systematic approach for constructing D-dimensional lattice models with exactly solvable d-dimensional boundary states localized to corners, edges, hinges, and surfaces. These solvable models represent a class of "sweet spots" in the space of possible tight-binding models-the exact solutions remain valid for any tight-binding parameters as long as they obey simple locality conditions that are manifest in the underlying lattice structure. Consequently, our models capture the physics of both (higher order) topological and nontopological phases as well as the transitions between them in a particularly illuminating and transparent manner.
Symmetry-protected nodal phases in non-Hermitian systems
Jan Carl Budich,
Johan Carlstrom,
Flore K. Kunst,
Emil J. Bergholtz
Non-Hermitian (NH) Hamiltonians have become an important asset for the effective description of various physical systems that are subject to dissipation. Motivated by recent experimental progress on realizing the NH counterparts of gapless phases such as Weyl semimetals, here we investigate how NH symmetries affect the occurrence of exceptional points (EPs), that generalize the notion of nodal points in the spectrum beyond the Hermitian realm. Remarkably, we find that the dimension of the manifold of EPs is generically increased by one as compared to the case without symmetry. This leads to nodal surfaces formed by EPs that are stable as long as a protecting symmetry is preserved, and that are connected by open Fermi volumes. We illustrate our findings with analytically solvable two-band lattice models in one and two spatial dimensions, and show how they are readily generalized to generic NH crystalline systems.
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Contact
Lise Meitner Research Group Flore Kunst
Max Planck Institute for the Science of Light Staudtstr. 2 91058 Erlangen, Germany